Aggregates Manager

March 2013

Aggregates Manager Digital Magazine

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Rock Is it more effective enforcement or simply another regulatory morass? by Laura E. Beverage and Michelle Witter The Pattern of VIOLATION RULE O Laura E. Beverage is a member of Jackson Kelly PLLC and manages its Denver office, where she works with the firm's Occupational Safety and Health Practice Group. She can be reached at 303-390-0004 or via email at lbeverage@ jacksonkelly.com. Michelle Witter is an associate in Jackson Kelly PLLC's Denver office, where she works with the firm's Occupational Safety and Health Practice Group. She can be reached at 303390-0036 or via email at mwitter@jacksonkelly.com. 50 n Jan. 17, 2013, the Mine Safety and Health Administration (MSHA) released its final rule amending the existing regulations governing Pattern of Violations (POV), 30 C.F.R. Part 104. The final rule, which is slated to go into effect on March 25, 2013, basically tracks the rule proposed by MSHA for notice and comment, which means that the concerns of mine operators were essentially discounted by MSHA. If an operator is issued a POV notice, any subsequent violation characterized as "significant and substantial" (S&S) in the citation/order form will result in MSHA issuing a withdrawal order. The only way for an operator to terminate its POV status is if an MSHA inspection of the entire mine yields no S&S violations or if MSHA does not issue a withdrawal order within 90 days of the issuance of the POV notice. Clearly, the rule is one of the most onerous enforcement provisions available to MSHA. According to the final rule, MSHA's POV reviews will occur at least once a year and will consider the following general criteria: • Citations for S&S violations; • Section 104(b) failure to abate orders; • Section 104(d) citations and withdrawal orders; • Section 107(a) imminent danger orders; • Section 104(g) failure to train orders; AGGREGATES MANAGER March 2013 • Enforcement orders other than § 104(e) that have been applied at the mine; • Other information that demonstrates a serious safety or health management problem at the mine, such as: – accident, injury, and illness records; – lack of good faith in abatement of repeated S&S violations; – repeated S&S violations of a particular standard or standards related to the same hazard; – knowing and willful S&S violations; – citations and orders issued in conjunction with an accident; and – S&S violations of health and safety standards that contribute to the cause of accidents and injuries. • Mitigating circumstances. One of the most hotly debated provisions in the new POV rule is the change from the consideration of final enforcement action to issued enforcement action in the POV review process. Thus, the decision to issue a POV notice may well be based on mere allegations rather than a final adjudication. Another concern with the new POV rule is the elimination of the potential POV notice provision before a POV notice is issued. The provisions at current 30 C.F.R § 104.4 set out a clear process for meeting with the district manager before a

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